SEC 加強 ICO 監管以保護投資者並確保透明度

證券交易委員會 (SEC) 修訂了泰國 ICO 治理和廣告的規定。主要修訂包括制衡機制、代幣持有者決議和廣告合規性。這些變化旨在增強投資者信心並確保 ICO 項目的透明度和問責制。

SEC Augments Regulatory Framework for Initial Coin Offerings (ICOs)

SEC 加強首次代幣發行 (ICO) 的監管框架

Bangkok, Thailand - The Securities and Exchange Commission (SEC) of Thailand has implemented significant amendments to regulations governing the governance and advertising of Initial Coin Offerings (ICOs) to bolster investor confidence and ensure the provision of essential information. These amendments, which became effective on April 16, 2024, address key areas such as check and balance mechanisms, token holder resolutions, and advertising compliance.

泰國曼谷 - 泰國證券交易委員會 (SEC) 對首次代幣發行 (ICO) 的治理和廣告法規進行了重大修訂，以增強投資者信心並確保提供重要資訊。這些修正案於 2024 年 4 月 16 日生效，涉及製衡機制、代幣持有者決議和廣告合規等關鍵領域。

ICO Governance Enhancements

ICO 治理增強

In line with its mandate to protect investors and promote market integrity, the SEC has implemented a robust set of regulations pertaining to ICO governance. These regulations aim to establish clear accountability and responsibility within ICO issuers, safeguarding the interests of digital token holders.

根據其保護投資者和促進市場誠信的職責，SEC 實施了一套與 ICO 治理相關的強有力的法規。這些法規旨在在 ICO 發行人內部建立明確的問責制和責任，維護數位代幣持有者的利益。

Check and Balance Mechanisms

制衡機制

To prevent conflicts of interest and protect the rights of token holders, ICO issuers are now obligated to implement effective check and balance mechanisms. These mechanisms, which must be explicitly outlined in ICO filings, empower the board of directors to oversee critical decision-making, including the disclosure of information related to ICO projects.

為了防止利益衝突並保護代幣持有者的權利，ICO發行者現在有義務實施有效的製衡機制。這些機制必須在 ICO 文件中明確概述，授權董事會監督關鍵決策，包括揭露與 ICO 專案相關的資訊。

Token Holder Resolutions

代幣持有者決議

The SEC has revised regulations governing token holder resolutions and associated procedures to ensure transparency and accountability. New rules outline the methods and reasons for seeking votes from token holders, determining vote outcomes, and organizing token holder meetings. These measures align with similar requirements imposed on real estate-backed tokens, enhancing investor protection.

SEC 修訂了管理代幣持有者決議和相關程序的法規，以確保透明度和問責制。新規則概述了尋求代幣持有者投票、確定投票結果以及組織代幣持有者會議的方法和原因。這些措施與對房地產支持的代幣施加的類似要求一致，增強了投資者保護。

ICO Advertising Regulations

ICO 廣告規定

To combat misleading or exaggerated claims, the SEC has imposed stringent advertising regulations for ICOs. Advertisements must refrain from enticing or coercing investors into making hasty investment decisions. Furthermore, they must not imply guaranteed returns and must include appropriate warnings about the inherent risks associated with ICO investments.

為了打擊誤導或誇大的說法，美國證券交易委員會對 ICO 實施了嚴格的廣告法規。廣告不得誘惑或強迫投資者做出倉促的投資決定。此外，它們不得暗示保證的回報，並且必須包含有關 ICO 投資相關固有風險的適當警告。

When using external information, the SEC mandates that advertisements clearly specify reliable sources. All advertising materials must also comply with relevant requirements governing marketing promotions and the deductibility of advertising expenses. Additionally, ICO issuers are responsible for ensuring that third-party advertisers adhere to these regulations.

在使用外部資訊時，美國證券交易委員會要求廣告明確註明可靠來源。所有廣告材料也必須符合行銷促銷和廣告費用扣除的相關要求。此外，ICO 發行人有責任確保第三方廣告商遵守這些規定。

Non-compliance with advertising requirements may result in the SEC directing ICO issuers to revise advertisement content to ensure the provision of accurate, comprehensive, and factual information that does not mislead investors.

不遵守廣告要求可能會導致 SEC 指示 ICO 發行人修改廣告內容，以確保提供準確、全面和真實的訊息，不會誤導投資者。

Effective Date and Publication

生效日期和發布

The notification specifying the amended regulations has been published in the Government Gazette and is effective as of April 16, 2024. The amendments represent a significant step forward in the SEC's efforts to create a transparent and well-regulated environment for ICOs in Thailand.

詳細說明修訂後法規的通知已在政府公報上發布，並於 2024 年 4 月 16 日起生效。

By enhancing governance practices, ensuring token holder involvement, and mitigating advertising risks, the SEC aims to foster investor confidence and support the responsible growth of the ICO market.

透過加強治理實務、確保代幣持有者參與並降低廣告風險，SEC 旨在增強投資者信心並支持 ICO 市場負責任的成長。