SEC 加强 ICO 监管以保护投资者并确保透明度

证券交易委员会 (SEC) 修订了泰国 ICO 治理和广告的规定。主要修订包括制衡机制、代币持有者决议和广告合规性。这些变化旨在增强投资者信心并确保 ICO 项目的透明度和问责制。

SEC Augments Regulatory Framework for Initial Coin Offerings (ICOs)

SEC 加强首次代币发行 (ICO) 的监管框架

Bangkok, Thailand - The Securities and Exchange Commission (SEC) of Thailand has implemented significant amendments to regulations governing the governance and advertising of Initial Coin Offerings (ICOs) to bolster investor confidence and ensure the provision of essential information. These amendments, which became effective on April 16, 2024, address key areas such as check and balance mechanisms, token holder resolutions, and advertising compliance.

泰国曼谷 - 泰国证券交易委员会 (SEC) 对首次代币发行 (ICO) 的治理和广告法规进行了重大修订，以增强投资者信心并确保提供重要信息。这些修正案于 2024 年 4 月 16 日生效，涉及制衡机制、代币持有者决议和广告合规等关键领域。

ICO Governance Enhancements

ICO 治理增强

In line with its mandate to protect investors and promote market integrity, the SEC has implemented a robust set of regulations pertaining to ICO governance. These regulations aim to establish clear accountability and responsibility within ICO issuers, safeguarding the interests of digital token holders.

根据其保护投资者和促进市场诚信的职责，SEC 实施了一套与 ICO 治理相关的强有力的法规。这些法规旨在在 ICO 发行人内部建立明确的问责制和责任，维护数字代币持有者的利益。

Check and Balance Mechanisms

制衡机制

To prevent conflicts of interest and protect the rights of token holders, ICO issuers are now obligated to implement effective check and balance mechanisms. These mechanisms, which must be explicitly outlined in ICO filings, empower the board of directors to oversee critical decision-making, including the disclosure of information related to ICO projects.

为了防止利益冲突并保护代币持有者的权利，ICO发行者现在有义务实施有效的制衡机制。这些机制必须在 ICO 文件中明确概述，授权董事会监督关键决策，包括披露与 ICO 项目相关的信息。

Token Holder Resolutions

代币持有者决议

The SEC has revised regulations governing token holder resolutions and associated procedures to ensure transparency and accountability. New rules outline the methods and reasons for seeking votes from token holders, determining vote outcomes, and organizing token holder meetings. These measures align with similar requirements imposed on real estate-backed tokens, enhancing investor protection.

SEC 修订了管理代币持有者决议和相关程序的法规，以确保透明度和问责制。新规则概述了寻求代币持有者投票、确定投票结果以及组织代币持有者会议的方法和原因。这些措施与对房地产支持的代币施加的类似要求相一致，增强了投资者保护。

ICO Advertising Regulations

ICO 广告规定

To combat misleading or exaggerated claims, the SEC has imposed stringent advertising regulations for ICOs. Advertisements must refrain from enticing or coercing investors into making hasty investment decisions. Furthermore, they must not imply guaranteed returns and must include appropriate warnings about the inherent risks associated with ICO investments.

为了打击误导性或夸大的说法，美国证券交易委员会对 ICO 实施了严格的广告法规。广告不得诱惑或强迫投资者做出仓促的投资决定。此外，它们不得暗示有保证的回报，并且必须包含有关 ICO 投资相关固有风险的适当警告。

When using external information, the SEC mandates that advertisements clearly specify reliable sources. All advertising materials must also comply with relevant requirements governing marketing promotions and the deductibility of advertising expenses. Additionally, ICO issuers are responsible for ensuring that third-party advertisers adhere to these regulations.

在使用外部信息时，美国证券交易委员会要求广告明确注明可靠来源。所有广告材料还必须符合营销促销和广告费用扣除的相关要求。此外，ICO 发行人有责任确保第三方广告商遵守这些规定。

Non-compliance with advertising requirements may result in the SEC directing ICO issuers to revise advertisement content to ensure the provision of accurate, comprehensive, and factual information that does not mislead investors.

不遵守广告要求可能会导致 SEC 指示 ICO 发行人修改广告内容，以确保提供准确、全面和真实的信息，不会误导投资者。

Effective Date and Publication

生效日期和发布

The notification specifying the amended regulations has been published in the Government Gazette and is effective as of April 16, 2024. The amendments represent a significant step forward in the SEC's efforts to create a transparent and well-regulated environment for ICOs in Thailand.

详细说明修订后法规的通知已在政府公报上发布，并于 2024 年 4 月 16 日起生效。这些修订代表着 SEC 为泰国 ICO 创造透明且监管良好环境的努力向前迈出了重要一步。

By enhancing governance practices, ensuring token holder involvement, and mitigating advertising risks, the SEC aims to foster investor confidence and support the responsible growth of the ICO market.

通过加强治理实践、确保代币持有者参与并降低广告风险，SEC 旨在增强投资者信心并支持 ICO 市场负责任的增长。