美国证券交易委员会 (SEC) 寻求对 Terraform 实验室和 Do Kwon 的加密货币欺诈行为实施巨额制裁

在针对 Terraform Labs 和 Do Kwon 的民事案件中，美国证券交易委员会 (SEC) 要求对 TerraUSD 和 Luna 涉嫌欺诈行为追缴约 52 亿美元的非法所得和罚款。 SEC 提议禁止 Kwon 担任行业领导职务，并对 Terraform 实施禁令，以遏制类似的不当行为。 Terraform 和 Kwon 建议降低民事罚款，Kwon 的建议金额为 800,000 美元。法院尚未就拟议的补救措施做出裁决。

SEC Seeks Billions in Sanctions Against Terraform Labs and Do Kwon for Crypto Fraud

美国证券交易委员会 (SEC) 寻求对 Terraform Lab 和 Do Kwon 实施加密货币欺诈数十亿美元的制裁

New York, NY (April 19, 2023) - The United States Securities and Exchange Commission (SEC) has filed a motion requesting substantial disgorgement and civil penalties totaling billions of dollars against Terraform Labs and its co-founder, Do Kwon, following a jury verdict finding them liable for defrauding investors in a landmark crypto case.

纽约州纽约（2023 年 4 月 19 日）——美国证券交易委员会 (SEC) 经陪审团提出动议，要求对 Terraform Labs 及其联合创始人 Do Kwon 进行总计数十亿美元的巨额归还和民事处罚判决认定他们在具有里程碑意义的加密案件中欺骗投资者。

In a comprehensive filing submitted to the U.S. District Court for the Southern District of New York, the SEC seeks approximately $4.7 billion in disgorgement and prejudgment interest, as well as a combined $520 million in civil penalties against Terraform and Kwon. The specific amounts include $420 million from Terraform and $100 million from Kwon.

在提交给美国纽约南区地方法院的一份综合文件中，SEC 寻求对 Terraform 和 Kwon 征收约 47 亿美元的非法所得和预判利息，以及总计 5.2 亿美元的民事罚款。具体金额包括 Terraform 的 4.2 亿美元和 Kwon 的 1 亿美元。

This significant financial judgment comes after a civil trial in which the jury unanimously concluded that Terraform and Kwon engaged in deceptive and fraudulent conduct related to the offering and sale of the TerraUSD (UST), Luna (LUNA), and wrapped Luna (wLUNA) crypto assets.

这一重大财务判决是在民事审判之后做出的，陪审团一致得出结论，Terraform 和 Kwon 参与了与 TerraUSD (UST)、Luna (LUNA) 和包装 Luna (wLUNA) 加密货币的发行和销售相关的欺骗和欺诈行为资产。

In its filing, the SEC details extensive evidence presented during the trial, highlighting the defendants' misrepresentations about the stability and value of UST and their failure to disclose material information to investors. The agency argues that these actions constitute clear violations of federal securities laws.

SEC 在其文件中详细介绍了审判期间提供的大量证据，强调被告对 UST 稳定性和价值的虚假陈述以及他们未能向投资者披露重大信息。该机构认为，这些行为明显违反了联邦证券法。

Beyond the monetary sanctions, the SEC proposes imposing severe restrictions on Kwon and Terraform's future activities. The commission seeks to permanently enjoin Kwon from serving as an officer or director of any securities issuer and requires him to provide complete details of his accounts and assets.

除了金钱制裁之外，美国证券交易委员会还提议对 Kwon 和 Terraform 的未来活动实施严格限制。该委员会寻求永久禁止权担任任何证券发行人的高级职员或董事，并要求他提供其账户和资产的完整详细信息。

Terraform, if the motion is approved, would be subject to a "conduct-based injunction" prohibiting the company from engaging in similar fraudulent practices that led to the massive fraud. The proposed remedies and civil judgment are subject to the court's approval.

如果该动议获得批准，Terraform 将受到“基于行为的禁令”的约束，禁止该公司从事导致大规模欺诈的类似欺诈行为。拟议的补救措施和民事判决须经法院批准。

"The defendants have shown no remorse for their actions, and it is clear that they pose a significant risk of continuing to engage in violations," the SEC filing states. "The court must send a clear message that this type of brazen misconduct and the defendants' attempts to justify their behavior will not be tolerated."

美国证券交易委员会的文件称：“被告对自己的行为没有表现出悔意，很明显，他们构成了继续违法行为的重大风险。” “法院必须发出明确的信息，即这种明目张胆的不当行为以及被告试图为自己的行为辩护的行为是不会被容忍的。”

The SEC's aggressive pursuit of sanctions reflects the seriousness with which the agency views the Terraform case and its determination to hold accountable those responsible for defrauding investors.

美国证券交易委员会积极寻求制裁，反映出该机构对 Terraform 案件的严肃态度，以及追究欺诈投资者责任人责任的决心。

The trial proceeded without Kwon's presence. Kwon, who was arrested in Montenegro in March 2023 for using falsified travel documents, remains embroiled in legal proceedings in that country. The question of his extradition to either the U.S. or South Korea, where he also faces criminal charges, is still pending.

审判在权先生不在场的情况下进行。权于 2023 年 3 月因使用伪造旅行证件在黑山被捕，目前仍在该国卷入法律诉讼。将他引渡到美国或韩国的问题仍然悬而未决，他在韩国也面临刑事指控。

Terraform Labs, through a spokesperson, has indicated that it is carefully considering its options in response to the SEC's filing. Cointelegraph reached out to Terraform for comment on the latest developments, but a response was not received by the time of publication.

Terraform Labs 通过发言人表示，它正在仔细考虑其选择，以回应 SEC 的备案。 Cointelegraph 联系 Terraform 以征求对最新进展的评论，但截至发稿时尚未收到回复。

The SEC's actions are a significant step in the aftermath of the Terraform Labs scandal, which caused billions of dollars in losses for investors and raised concerns about the regulation of the crypto industry. The outcome of the civil case and the ongoing criminal proceedings against Kwon will continue to shape the legal landscape for cryptocurrencies and the expectations for companies operating in this space.

SEC 的行动是 Terraform Labs 丑闻发生后迈出的重要一步，该丑闻给投资者造成了数十亿美元的损失，并引发了人们对加密行业监管的担忧。民事案件的结果和正在进行的针对 Kwon 的刑事诉讼将继续影响加密货币的法律格局以及对该领域运营公司的期望。