Ripple 要求 SEC 大幅削减 20 亿美元罚款请求

为了回应 SEC 的 20 亿美元罚款要求，Ripple Labs 主张将罚款大幅减少至 1000 万美元，理由是罚款性质过重，并且该案中没有鲁莽或欺诈的指控。

Ripple Demands Drastic Reduction of SEC's $2 Billion Penalty Request

Ripple 要求 SEC 大幅减少 20 亿美元罚款请求

In a bold move, Ripple Labs has filed a formal response to the Securities and Exchange Commission's (SEC) staggering $2 billion penalty demand, vehemently opposing the exorbitant sum and advocating for a substantial reduction to a mere $10 million. This legal maneuver has ignited a new chapter in the ongoing legal battle between the two entities, challenging the SEC's authority and exposing the regulatory body's potentially overzealous approach.

Ripple Labs 采取了大胆举措，对美国证券交易委员会 (SEC) 提出的高达 20 亿美元的罚款要求做出了正式回应，强烈反对这笔过高的罚款，并主张大幅削减至 1000 万美元。这一法律举措为两家实体之间正在进行的法律斗争掀开了新的篇章，挑战了 SEC 的权威，并暴露了监管机构潜在的过于热心的做法。

The SEC's hefty penalty proposal stems from its accusations against Ripple Labs for allegedly violating securities laws by raising $1.3 billion through unregistered sales of XRP tokens to institutional investors. However, Ripple has steadfastly maintained its innocence, denying any wrongdoing or malicious intent. The company's legal team has argued that the SEC's allegations lack sufficient evidence of recklessness or fraud, rendering the proposed penalties excessive and unwarranted.

美国证券交易委员会的重罚提议源于其对 Ripple Labs 的指控，该公司涉嫌通过向机构投资者未经注册的销售 XRP 代币筹集 13 亿美元资金，从而违反了证券法。然而，Ripple 坚称自己是清白的，否认有任何不当行为或恶意意图。该公司的法律团队辩称，美国证券交易委员会的指控缺乏足够的证据证明其鲁莽或欺诈行为，因此拟议的处罚过度且毫无根据。

"Our opposition to the SEC's request for $2 billion in penalties for legacy institutional sales is now public," declared Ripple's chief legal officer, Stuart Alderoty, in a defiant tweet. "In a case that had no allegations (or findings) of recklessness or fraud, and in which Ripple won on significant issues, the SEC's ask is just more evidence of its ongoing..."

Ripple 首席法律官斯图尔特·阿尔德罗蒂 (Stuart Alderoty) 在一条挑衅性的推文中宣称：“我们反对美国证券交易委员会 (SEC) 对遗留机构销售处以 20 亿美元罚款的要求，这一要求现已公开。” “在没有鲁莽或欺诈指控（或调查结果）的案件中，Ripple 在重大问题上获胜，SEC 的要求只是其正在进行的更多证据......”

The SEC's insistence on punishing Ripple with a near $2 billion fine has been met with strong resistance. The agency has urged a New York court to recognize the "severity" of Ripple's alleged misconduct and impose a penalty that includes $876 million in disgorgement, $198 million in prejudgment interest, and an additional $876 million in civil penalties. The regulatory body argues that such a hefty fine is necessary to deter Ripple and other entities from engaging in similar unlawful activities involving crypto assets.

SEC 坚持对 Ripple 处以近 20 亿美元的罚款，但遭到了强烈抵制。该机构已敦促纽约法院承认 Ripple 涉嫌不当行为的“严重性”，并处以罚款，其中包括 8.76 亿美元的没收非法所得、1.98 亿美元的判决前利息以及 8.76 亿美元的民事罚款。监管机构认为，如此巨额的罚款对于阻止 Ripple 和其他实体从事涉及加密资产的类似非法活动是必要的。

In February, the court granted the SEC's request to compel Ripple to disclose further financial information, deeming it crucial for determining appropriate penalties. Subsequently, Ripple has been ordered to provide financial statements from 2022 to 2023, along with contracts related to 'Institutional Sales' post the filing of the complaint. The company must also furnish details of the proceeds received from these institutional sales of XRP.

今年 2 月，法院批准了 SEC 的要求，要求 Ripple 披露进一步的财务信息，认为这对于确定适当的处罚至关重要。随后，Ripple 被要求提供 2022 年至 2023 年的财务报表，以及提交投诉后与“机构销售”相关的合同。该公司还必须提供这些 XRP 机构销售收入的详细信息。

Initially, Ripple had argued that its financial health was irrelevant to the case. However, the court dismissed this objection, stating that denying access to such information would be unjustified, particularly as it could be pivotal in the remedy stage of the lawsuit. The judge further endorsed the SEC's stance that these documents are indispensable for determining appropriate legal remedies, including injunctions and civil penalties, should Ripple be found liable for violating Section 5 of the Securities Act of 1933.

最初，Ripple 辩称其财务状况与此案无关。然而，法院驳回了这一反对意见，称拒绝获取此类信息是不合理的，特别是因为它可能在诉讼的补救阶段至关重要。法官进一步认可了 SEC 的立场，即如果 Ripple 因违反 1933 年《证券法》第 5 条而被认定负有责任，这些文件对于确定适当的法律补救措施（包括禁令和民事处罚）是必不可少的。

The SEC's lawsuit against Ripple alleges that the company, along with its CEO Brad Garlinghouse and executive chair Chris Larsen, unlawfully raised funds through unregistered securities. Notably, in October 2023, the SEC announced its intention to drop the case against Garlinghouse and Larsen, while continuing legal proceedings against Ripple itself.

美国证券交易委员会对 Ripple 提起诉讼，指控该公司及其首席执行官布拉德·加林豪斯 (Brad Garlinghouse) 和执行主席克里斯·拉森 (Chris Larsen) 通过未注册证券非法筹集资金。值得注意的是，2023 年 10 月，SEC 宣布打算撤销针对 Garlinghouse 和 Larsen 的案件，同时继续针对 Ripple 本身提起法律诉讼。

Ripple's legal battle with the SEC has become a focal point in the broader regulatory landscape surrounding cryptocurrencies in the United States. The SEC has embarked on a campaign of enforcement actions against major U.S. cryptocurrency exchanges, including Coinbase and Binance. Ripple's chief legal officer, Stuart Alderoty, has been outspoken in his criticism of the SEC's aggressive stance towards the crypto industry, labeling the regulator as "out of control."

Ripple 与 SEC 的法律斗争已成为美国加密货币更广泛监管领域的焦点。美国证券交易委员会 (SEC) 已对 Coinbase 和 Binance 等美国主要加密货币交易所采取了执法行动。 Ripple 的首席法律官 Stuart Alderoty 直言不讳地批评 SEC 对加密行业的激进立场，称监管机构“失控”。

The outcome of Ripple's legal battle against the SEC will have far-reaching implications for the crypto industry as a whole. A reduced penalty could signal a shift in the SEC's approach towards crypto regulation, while an upholding of the $2 billion penalty could stifle innovation and hamper the growth of the industry. As the case unfolds, both Ripple and the SEC are likely to face intense scrutiny, with the crypto community eagerly awaiting the resolution of this landmark dispute.

Ripple 对 SEC 的法律诉讼的结果将对整个加密行业产生深远的影响。减少罚款可能标志着 SEC 对加密货币监管方式的转变，而维持 20 亿美元的罚款可能会扼杀创新并阻碍该行业的发展。随着案件的展开，Ripple 和 SEC 都可能面临严格的审查，加密货币社区迫切等待这一里程碑式纠纷的解决。