Ripple 要求 SEC 大幅削減 20 億美元罰款請求

為了回應 SEC 的 20 億美元罰款要求，Ripple Labs 主張將罰款大幅減少至 1000 萬美元，理由是罰款性質過重，並且該案中沒有魯莽或欺詐的指控。

Ripple Demands Drastic Reduction of SEC's $2 Billion Penalty Request

Ripple 要求 SEC 大幅減少 20 億美元罰款請求

In a bold move, Ripple Labs has filed a formal response to the Securities and Exchange Commission's (SEC) staggering $2 billion penalty demand, vehemently opposing the exorbitant sum and advocating for a substantial reduction to a mere $10 million. This legal maneuver has ignited a new chapter in the ongoing legal battle between the two entities, challenging the SEC's authority and exposing the regulatory body's potentially overzealous approach.

Ripple Labs 採取了大膽舉措，對美國證券交易委員會 (SEC) 提出的高達 20 億美元的罰款要求做出了正式回應，強烈反對這筆過高的罰款，並主張大幅削減至 1000 萬美元。這項法律舉措為兩家實體之間正在進行的法律鬥爭掀開了新的篇章，挑戰了 SEC 的權威，並暴露了監管機構潛在的過度熱心的做法。

The SEC's hefty penalty proposal stems from its accusations against Ripple Labs for allegedly violating securities laws by raising $1.3 billion through unregistered sales of XRP tokens to institutional investors. However, Ripple has steadfastly maintained its innocence, denying any wrongdoing or malicious intent. The company's legal team has argued that the SEC's allegations lack sufficient evidence of recklessness or fraud, rendering the proposed penalties excessive and unwarranted.

美國證券交易委員會的重罰提議源於其對 Ripple Labs 的指控，該公司涉嫌透過向機構投資者未經註冊的銷售 XRP 代幣籌集 13 億美元資金，從而違反了證券法。然而，Ripple 堅稱自己是清白的，否認有任何不當行為或惡意意圖。該公司的法律團隊辯稱，美國證券交易委員會的指控缺乏足夠的證據證明其魯莽或欺詐行為，因此擬議的處罰過度且毫無根據。

"Our opposition to the SEC's request for $2 billion in penalties for legacy institutional sales is now public," declared Ripple's chief legal officer, Stuart Alderoty, in a defiant tweet. "In a case that had no allegations (or findings) of recklessness or fraud, and in which Ripple won on significant issues, the SEC's ask is just more evidence of its ongoing..."

Ripple 首席法律官 Stuart Alderoty 在一條挑釁性的推文中宣稱：「我們反對美國證券交易委員會(SEC) 對遺留機構銷售處以20 億美元罰款的要求，這一要求現已公開。 「在沒有魯莽或欺詐指控（或調查結果）的案件中，Ripple 在重大問題上獲勝，SEC 的要求只是其正在進行的更多證據......”

The SEC's insistence on punishing Ripple with a near $2 billion fine has been met with strong resistance. The agency has urged a New York court to recognize the "severity" of Ripple's alleged misconduct and impose a penalty that includes $876 million in disgorgement, $198 million in prejudgment interest, and an additional $876 million in civil penalties. The regulatory body argues that such a hefty fine is necessary to deter Ripple and other entities from engaging in similar unlawful activities involving crypto assets.

SEC 堅持對 Ripple 處以近 20 億美元的罰款，但遭到了強烈抵制。該機構已敦促紐約法院承認 Ripple 涉嫌不當行為的“嚴重性”，並處以罰款，其中包括 8.76 億美元的沒收非法所得、1.98 億美元的判決前利息以及 8.76 億美元的民事罰款。監管機構認為，如此巨額的罰款對於阻止 Ripple 和其他實體從事涉及加密資產的類似非法活動是必要的。

In February, the court granted the SEC's request to compel Ripple to disclose further financial information, deeming it crucial for determining appropriate penalties. Subsequently, Ripple has been ordered to provide financial statements from 2022 to 2023, along with contracts related to 'Institutional Sales' post the filing of the complaint. The company must also furnish details of the proceeds received from these institutional sales of XRP.

今年 2 月，法院批准了 SEC 的要求，要求 Ripple 披露進一步的財務信息，認為這對於確定適當的處罰至關重要。隨後，Ripple 被要求提供 2022 年至 2023 年的財務報表，以及提交投訴後與「機構銷售」相關的合約。該公司還必須提供這些 XRP 機構銷售收入的詳細資訊。

Initially, Ripple had argued that its financial health was irrelevant to the case. However, the court dismissed this objection, stating that denying access to such information would be unjustified, particularly as it could be pivotal in the remedy stage of the lawsuit. The judge further endorsed the SEC's stance that these documents are indispensable for determining appropriate legal remedies, including injunctions and civil penalties, should Ripple be found liable for violating Section 5 of the Securities Act of 1933.

最初，Ripple 辯稱其財務狀況與此案無關。然而，法院駁回了這一反對意見，稱拒絕獲取此類資訊是不合理的，特別是因為它可能在訴訟的補救階段至關重要。法官進一步認可了SEC 的立場，即如果Ripple 因違反1933 年《證券法》第5 條而被認定負有責任，這些文件對於確定適當的法律補救措施（包括禁令和民事處罰）是必不可少的。

The SEC's lawsuit against Ripple alleges that the company, along with its CEO Brad Garlinghouse and executive chair Chris Larsen, unlawfully raised funds through unregistered securities. Notably, in October 2023, the SEC announced its intention to drop the case against Garlinghouse and Larsen, while continuing legal proceedings against Ripple itself.

美國證券交易委員會對 Ripple 提起訴訟，指控該公司及其首席執行官布拉德·加林豪斯 (Brad Garlinghouse) 和執行主席克里斯·拉森 (Chris Larsen) 通過未註冊證券非法籌集資金。值得注意的是，2023 年 10 月，SEC 宣布打算撤銷針對 Garlinghouse 和 Larsen 的案件，同時繼續針對 Ripple 本身提起法律訴訟。

Ripple's legal battle with the SEC has become a focal point in the broader regulatory landscape surrounding cryptocurrencies in the United States. The SEC has embarked on a campaign of enforcement actions against major U.S. cryptocurrency exchanges, including Coinbase and Binance. Ripple's chief legal officer, Stuart Alderoty, has been outspoken in his criticism of the SEC's aggressive stance towards the crypto industry, labeling the regulator as "out of control."

Ripple 與 SEC 的法律鬥爭已成為美國加密貨幣更廣泛監管領域的焦點。美國證券交易委員會 (SEC) 已對 Coinbase 和 Binance 等美國主要加密貨幣交易所採取了執法行動。 Ripple 的首席法律官 Stuart Alderoty 直言不諱地批評 SEC 對加密行業的激進立場，並表示監管機構「失控」。

The outcome of Ripple's legal battle against the SEC will have far-reaching implications for the crypto industry as a whole. A reduced penalty could signal a shift in the SEC's approach towards crypto regulation, while an upholding of the $2 billion penalty could stifle innovation and hamper the growth of the industry. As the case unfolds, both Ripple and the SEC are likely to face intense scrutiny, with the crypto community eagerly awaiting the resolution of this landmark dispute.

Ripple 對 SEC 的法律訴訟的結果將對整個加密行業產生深遠的影響。減少罰款可能標誌著 SEC 對加密貨幣監管方式的轉變，而維持 20 億美元的罰款可能會扼殺創新並阻礙​​該行業的發展。隨著案件的展開，Ripple 和 SEC 都可能面臨嚴格的審查，加密貨幣社群迫切等待這一里程碑式糾紛的解決。