Mango Markets、Rari Capital 和 eToro USA 因未注册证券发行而被 SEC 处以罚款

美国证券交易委员会 (SEC) 周五与 Mango Markets 就针对该公司的指控达成和解。

The Securities and Exchange Commission (SEC) settled with Mango Markets on Friday over charges from the agency.

美国证券交易委员会 (SEC) 周五就该机构的指控与 Mango Markets 达成和解。

Mango Markets didn’t admit or deny the SEC’s findings in the settlement. The company will destroy its MNGO tokens and have trading platforms remove them from their listings. Additionally, Mango Markets will not attempt to have any platform trade, offer, or sell MNGO.

Mango Markets 没有承认或否认美国证券交易委员会在和解协议中的调查结果。该公司将销毁其 MNGO 代币，并让交易平台将其从列表中删除。此外，Mango Markets 不会尝试让任何平台交易、提供或出售 MNGO。

Mango Markets DAO, Blockworks Foundation Hit With SEC Penalties, CFTC Settlement

Mango Markets DAO、Blockworks 基金会受到 SEC 处罚、CFTC 和解

The SEC alleged that Mango DAO and Blockworks Foundation raised over $70 million in an unregistered offering of MNGO tokens starting in August 2021. The tokens were sold to global investors, including U.S. investors, without being properly registered.

SEC 声称，Mango DAO 和 Blockworks 基金会从 2021 年 8 月开始，通过未经注册的 MNGO 代币发行筹集了超过 7000 万美元。这些代币在未经适当注册的情况下出售给包括美国投资者在内的全球投资者。

Blockworks Foundation, a non-profit entity in Panama, is separate from the New York-based media company Blockworks. Mango DAO and Blockworks Foundation will each pay $700,000 in civil penalties as part of the settlement.

Blockworks 基金会是巴拿马的一个非营利实体，独立于总部位于纽约的媒体公司 Blockworks。作为和解协议的一部分，Mango DAO 和 Blockworks 基金会将各自支付 70 万美元的民事罚款。

The SEC noted that labeling a project as a “DAO” does not exempt it from the agency’s regulatory requirements. The statement suggests that the use of automated or open-source software doesn’t alter the need for proper registration.

SEC 指出，将项目标记为“DAO”并不能免除该项目的监管要求。该声明表明，使用自动化或开源软件不会改变正确注册的需要。

Mango Markets is also working on a settlement with the Commodity Futures Trading Commission (CFTC). Meanwhile, Avraham Eisenberg, who was earlier this year for manipulating Mango Markets’ futures contracts in 2022, is now seeking a new trial or acquittal. Eisenberg was charged with wire fraud and commodities manipulation.

Mango Markets 还在努力与商品期货交易委员会 (CFTC) 达成和解。与此同时，今年早些时候因操纵 Mango Markets 2022 年期货合约而被指控的 Avraham Eisenberg 目前正在寻求新的审判或无罪释放。艾森伯格被指控犯有电汇欺诈和商品操纵罪。

SEC Fines Rari Capital for Misleading Users

Rari Capital 因误导用户而被 SEC 处以罚款

The SEC charged Rari Capital and its co-founders with misleading investors and operating an unregistered securities offering. Furthermore, the co-founders agreed to pay fines and a five-year ban from executive roles without admitting or denying the allegations.

美国证券交易委员会指控 Rari Capital 及其联合创始人误导投资者并进行未经注册的证券发行。此外，联合创始人同意支付罚款并禁止担任高管职位五年，但没有承认或否认这些指控。

Separately, eToro USA settled with the SEC over allegations that it operated as an unregistered broker. eToro will pay $1.5 million and limit cryptocurrency offerings for U.S. customers, without admitting or denying the charges.

另外，eToro USA 因其作为未注册经纪商运营的指控而与 SEC 达成和解。 eToro 将支付 150 万美元，并限制向美国客户提供加密货币产品，但没有承认或否认这些指控。

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