Mango Markets、Rari Capital 和 eToro USA 因未註冊證券發行而被 SEC 處以罰款

美國證券交易委員會 (SEC) 週五與 Mango Markets 就該公司的指控達成和解。

The Securities and Exchange Commission (SEC) settled with Mango Markets on Friday over charges from the agency.

美國證券交易委員會 (SEC) 週五就該機構的指控與 Mango Markets 達成和解。

Mango Markets didn’t admit or deny the SEC’s findings in the settlement. The company will destroy its MNGO tokens and have trading platforms remove them from their listings. Additionally, Mango Markets will not attempt to have any platform trade, offer, or sell MNGO.

Mango Markets 並未承認或否認美國證券交易委員會在和解協議中的調查結果。該公司將銷毀其 MNGO 代幣，並讓交易平台將其從清單中刪除。此外，Mango Markets 不會嘗試讓任何平台交易、提供或出售 MNGO。

Mango Markets DAO, Blockworks Foundation Hit With SEC Penalties, CFTC Settlement

Mango Markets DAO、Blockworks 基金會受到 SEC 處罰、CFTC 和解

The SEC alleged that Mango DAO and Blockworks Foundation raised over $70 million in an unregistered offering of MNGO tokens starting in August 2021. The tokens were sold to global investors, including U.S. investors, without being properly registered.

SEC 聲稱，Mango DAO 和Blockworks 基金會從2021 年8 月開始，透過未經註冊的MNGO 代幣發行籌集了超過7000 萬美元。內的全球投資者。

Blockworks Foundation, a non-profit entity in Panama, is separate from the New York-based media company Blockworks. Mango DAO and Blockworks Foundation will each pay $700,000 in civil penalties as part of the settlement.

Blockworks 基金會是巴拿馬的一個非營利實體，獨立於總部位於紐約的媒體公司 Blockworks。作為和解協議的一部分，Mango DAO 和 Blockworks 基金會將各自支付 70 萬美元的民事罰款。

The SEC noted that labeling a project as a “DAO” does not exempt it from the agency’s regulatory requirements. The statement suggests that the use of automated or open-source software doesn’t alter the need for proper registration.

SEC 指出，將項目標記為「DAO」並不能免除該項目的監管要求。該聲明表明，使用自動化或開源軟體不會改變正確註冊的需求。

Mango Markets is also working on a settlement with the Commodity Futures Trading Commission (CFTC). Meanwhile, Avraham Eisenberg, who was earlier this year for manipulating Mango Markets’ futures contracts in 2022, is now seeking a new trial or acquittal. Eisenberg was charged with wire fraud and commodities manipulation.

Mango Markets 也正在努力與商品期貨交易委員會 (CFTC) 達成和解。與此同時，今年稍早因操縱 Mango Markets 2022 年期貨合約而被指控的 Avraham Eisenberg 目前正在尋求新的審判或無罪釋放。艾森伯格被指控犯有電匯詐欺和商品操縱罪。

SEC Fines Rari Capital for Misleading Users

Rari Capital 因誤導用戶而被 SEC 處以罰款

The SEC charged Rari Capital and its co-founders with misleading investors and operating an unregistered securities offering. Furthermore, the co-founders agreed to pay fines and a five-year ban from executive roles without admitting or denying the allegations.

美國證券交易委員會指控 Rari Capital 及其聯合創始人誤導投資者並進行未經註冊的證券發行。此外，聯合創始人同意支付罰款並禁止擔任高階主管職位五年，但沒有承認或否認這些指控。

Separately, eToro USA settled with the SEC over allegations that it operated as an unregistered broker. eToro will pay $1.5 million and limit cryptocurrency offerings for U.S. customers, without admitting or denying the charges.

另外，eToro USA 因其作為未註冊經紀商運營的指控而與 SEC 達成和解。 eToro 將支付 150 萬美元，並限制向美國客戶提供加密貨幣產品，但沒有承認或否認這些指控。

READ ALSO

另請閱讀