SEC 要求 Terraform Labs 和 Do Kwon 在具有里程碑意义的加密欺诈案中处以巨额罚款

美国证券交易委员会 (SEC) 已对 Terraform Labs 和 Do Kwon 提起诉讼，要求返还 4.7B 美元的非法所得和预判利息，外加 5.2 亿美元的民事罚款。投诉称，Terraform 在其 TerraUSD (UST) 稳定币和 Luna 代币的稳定性方面误导了投资者。 SEC 还试图禁止 Kwon 担任任何上市公司的高管或董事，并对 Terraform 实施“基于行为的禁令”，以防止未来出现违规行为。

Terraform Labs and Do Kwon Face Steep Financial Penalties in SEC Lawsuit

Terraform Labs 和 Do Kwon 在 SEC 诉讼中面临巨额经济处罚

In a significant legal development, the United States Securities and Exchange Commission (SEC) is seeking substantial financial penalties from Terraform Labs and its co-founder, Do Kwon, following a recent civil case ruling that found the company liable for investment fraud.

在一项重大的法律进展中，美国证券交易委员会 (SEC) 正在寻求对 Terraform Labs 及其联合创始人 Do Kwon 处以巨额经济处罚，此前一项民事案件裁定该公司对投资欺诈负有责任。

According to a filing submitted on April 19 in the U.S. District Court for the Southern District of New York, the SEC is requesting disgorgement and prejudgment interest amounting to approximately $4.7 billion, along with civil penalties totaling $520 million.

根据 4 月 19 日向纽约南区美国地方法院提交的一份文件，SEC 要求返还约 47 亿美元的非法所得和判决前利息，以及总计 5.2 亿美元的民事罚款。

The penalties stem from the SEC's allegations that Terraform Labs and Kwon misled investors regarding the offering and sale of TerraUSD (UST), Luna, and wrapped Luna (wLUNA). The SEC claims that the defendants made false and misleading statements about the stability and riskiness of these digital assets, which ultimately led to billions of dollars in losses for investors.

此次处罚源于 SEC 指控 Terraform Labs 和 Kwon 在 TerraUSD (UST)、Luna 和 WLUNA (wLUNA) 的发行和销售方面误导投资者。美国证券交易委员会声称，被告对这些数字资产的稳定性和风险性做出了虚假和误导性的陈述，最终给投资者带来了数十亿美元的损失。

In response to the SEC's request, Terraform Labs and Kwon have expressed disagreement over the proposed penalties. Kwon has vehemently disputed the crypto firm's suggested maximum civil penalty of $3.5 million, advocating for a significantly lower amount of $800,000.

为了回应 SEC 的要求，Terraform Labs 和 Kwon 对拟议的处罚表示了不同意见。 Kwon 强烈反对加密货币公司建议的最高 350 万美元民事罚款，主张将金额大幅降低到 80 万美元。

Beyond the financial penalties, the SEC has also proposed additional restrictions on Terraform Labs and Kwon. The regulatory agency seeks to prohibit Kwon from serving as a director or officer of a securities issuer and requires the company to disclose all assets and bank accounts.

除了经济处罚之外，SEC 还对 Terraform Labs 和 Kwon 提出了额外的限制。监管机构试图禁止权担任证券发行人的董事或高级管理人员，并要求该公司披露所有资产和银行账户。

Furthermore, the SEC is considering imposing a "conduct-based injunction" on Terraform Labs to prevent the company from engaging in similar misconduct in the future. According to the SEC's filing, the defendants have shown no remorse for their actions and may continue to commit similar offenses in the absence of appropriate remedial measures.

此外，美国证券交易委员会正在考虑对 Terraform Labs 实施“基于行为的禁令”，以防止该公司未来从事类似的不当行为。根据美国证券交易委员会的文件，被告对自己的行为没有表现出悔意，如果没有适当的补救措施，他们可能会继续犯下类似的罪行。

The SEC's request for penalties and restrictions remains subject to approval by the court. On April 5, a jury found Terraform Labs and Kwon liable for investment fraud, marking a significant victory for investors who had been harmed by the collapse of the Terra ecosystem.

美国证券交易委员会的处罚和限制请求仍有待法院批准。 4 月 5 日，陪审团裁定 Terraform Labs 和 Kwon 承担投资欺诈责任，这标志着因 Terra 生态系统崩溃而受到伤害的投资者取得了重大胜利。

In a statement released after the jury's verdict, a representative for Terraform Labs said that the company was "carefully weighing [its] options and next steps." The company has not yet publicly commented on the specific penalties and restrictions proposed by the SEC.

在陪审团做出裁决后发布的一份声明中，Terraform Labs 的代表表示，该公司正在“仔细权衡[其]选择和后续步骤”。该公司尚未就 SEC 提出的具体处罚和限制公开发表评论。

As the legal proceedings continue, investors and the wider cryptocurrency community await further developments in this high-profile case. The outcome of the lawsuit will have significant implications for the regulation of digital assets and the accountability of those who seek to profit from misleading investors.

随着法律诉讼的继续，投资者和更广泛的加密货币社区正在等待这一备受瞩目的案件的进一步进展。该诉讼的结果将对数字资产的监管以及那些试图从误导投资者中获利的人的责任产生重大影响。