SEC 加強對訊息應用程式的控制以提高安全性和記錄保存

美國證券交易委員會 (SEC) 已禁止員工使用第三方訊息應用程式和在工作電話上發送短信，以符合該機構對金融業的強加標準。在此決定之前，金融公司因行動裝置記錄保存不充分以及涉及 SEC 社群媒體帳戶的安全漏洞而被處以罰款。

SEC Cracks Down on Messaging Apps to Enhance Security and Record-keeping

SEC 打擊訊息應用程式以增強安全性和記錄保存

In a sweeping move to strengthen its Cybersecurity posture and address record-keeping deficiencies, the United States Securities and Exchange Commission (SEC) has implemented a ban on the use of third-party messaging applications and texting on employees' work-issued phones. This decisive action aligns the SEC's internal practices with the stringent standards it enforces on the financial industry.

為了加強網路安全態勢並解決記錄保存缺陷，美國證券交易委員會 (SEC) 實施了一項禁令，禁止使用第三方訊息應用程式和在員工的工作手機上發送簡訊。這項果斷行動使 SEC 的內部實踐與其對金融業執行的嚴格標準保持一致。

Enforcement Drives Regulatory Scrutiny

執法推動監理審查

The SEC's policy shift follows a series of enforcement actions totaling approximately $3 billion in fines levied against financial institutions for failing to adequately record work-related communications on mobile devices and applications such as Signal and WhatsApp, as reported by Bloomberg. These actions underscore the regulatory scrutiny surrounding the use of messaging apps for business communication.

根據彭博社報道，美國證券交易委員會(SEC) 採取了一系列執法行動，對未能充分記錄Signal 和WhatsApp 等行動裝置和應用程式上與工作相關的通訊進行充分記錄的金融機構處以總計約30 億美元的罰款。這些行動強調了圍繞使用訊息應用程式進行業務通訊的監管審查。

Social Media Breach Triggers Security Concerns

社群媒體外洩引發安全擔憂

A recent security breach involving one of the SEC's social media accounts further prompted the agency's decision to restrict access to third-party messaging applications. The incident, which involved the unauthorized access to the SEC's Twitter account, highlighted the potential risks associated with using such platforms for official communications.

最近涉及 SEC 社交媒體帳戶之一的安全漏洞進一步促使該機構決定限制對第三方訊息應用程式的存取。該事件涉及未經授權存取 SEC 的 Twitter 帳戶，凸顯了使用此類平台進行官方通訊的潛在風險。

Wall Street Reevaluates Mobile Communication Practices

華爾街重新評估行動通訊實踐

The SEC's move has reverberated throughout Wall Street, forcing financial firms to reevaluate their own communication practices on mobile devices. The Commodity Futures Trading Commission (CFTC) is reportedly considering similar measures for its staff, indicating a broader trend within the financial industry.

美國證券交易委員會的舉動在整個華爾街引起了反響，迫使金融公司重新評估自己在行動裝置上的通訊實踐。據報道，商品期貨交易委員會（CFTC）正在考慮對其員工採取類似措施，這表明金融業存在更廣泛的趨勢。

Cybersecurity Scrutiny Intensifies

網路安全審查加強

The SEC's cybersecurity practices have come under increased scrutiny in recent months. In January, the agency's X account was compromised via an employee's agency-issued phone, leading to a fake post that briefly surged the price of Bitcoin. This incident demonstrated that even a regulator with a strong stance on cybersecurity requirements is not immune to such attacks.

近幾個月來，美國證券交易委員會的網路安全實踐受到了越來越嚴格的審查。一月份，該機構的 X 帳戶透過一名員工的機構配發的電話被洩露，導致發布了一條虛假帖子，導致比特幣價格短暫飆升。這一事件表明，即使是對網路安全要求採取強硬立場的監管機構也不能倖免於此類攻擊。

Two-Factor Authentication Failure

雙重認證失敗

Elon Musk's X account subsequently confirmed the compromise of the SEC's X account, attributing it to a lack of two-factor authentication. The SEC later revealed that the fake tweet announcing the approval of spot Bitcoin ETFs resulted from a "SIM swap" attack. The Federal Bureau of Investigation (FBI) is investigating the hack in collaboration with the SEC.

伊隆馬斯克的 X 帳戶隨後證實了 SEC 的 X 帳戶遭到洩露，並將其歸因於缺乏雙重認證。美國證券交易委員會後來透露，宣布批准現貨比特幣 ETF 的假推文是由「SIM 交換」攻擊造成的。聯邦調查局 (FBI) 正在與 SEC 合作調查這起駭客事件。

Enhanced Security and Record-keeping Measures

加強安全和記錄保存措施

The SEC's prohibition on third-party messaging apps is part of a broader effort to bolster the agency's cybersecurity defenses and improve record-keeping practices. By limiting access to such applications, the SEC aims to reduce the risk of system compromise and ensure that all official communications are properly documented. This move aligns with the agency's mandate to protect investors and maintain the integrity of the financial markets.

美國證券交易委員會對第三方訊息應用程式的禁令是加強該機構網路安全防禦和改進記錄保存實踐的更廣泛努力的一部分。透過限制對此類應用程式的訪問，SEC 旨在降低系統受損的風險，並確保所有官方通訊均得到正確記錄。此舉符合該機構保護投資者和維護金融市場完整性的使命。