CFTC 以 KuCoin 為非法商品交易目標，將以太坊和萊特幣歸類為商品

在監管審查中，美國商品期貨交易委員會（CFTC）對庫幣提起投訴，指控其從事非法場外商品期貨活動。 KuCoin涉嫌在未向CFTC註冊的情況下徵求並接受涉及以太坊和萊特幣的交易訂單，引發了對數位資產分類和監管的調查。該投訴旨在強制合規、實施處罰，並可能對 KuCoin 的交易和註冊實施永久禁令，突顯 CFTC 對監管數位資產市場並確保遵守監管框架的承諾。

CFTC Cracks Down on KuCoin Over Unregistered Commodities Trading

CFTC 嚴厲打擊庫幣未註冊商品交易行為

The Commodity Futures Trading Commission (CFTC) has initiated an enforcement action against KuCoin, a major cryptocurrency exchange, alleging unlawful off-exchange commodity futures activities. According to the complaint, KuCoin solicited and accepted orders for various commodity transactions without registering with the CFTC, in violation of the Commodity Exchange Act (CEA).

美國商品期貨交易委員會（CFTC）已對主要加密貨幣交易所 KuCoin 發起執法行動，指控其進行非法場外商品期貨活動。訴狀稱，KuCoin在未向CFTC註冊的情況下徵求並接受各種商品交易訂單，違反了《商品交易法》（CEA）。

The CFTC's complaint underscores its determination to enforce regulatory compliance in the digital asset sector. KuCoin's operations in commodities trading brought it within the CFTC's jurisdiction, requiring it to register with the commission and adhere to all applicable regulations. Failure to do so constitutes a violation of the CEA.

CFTC 的投訴凸顯了其在數位資產領域加強監管合規性的決心。 KuCoin 的商品交易業務使其受到 CFTC 的管轄，要求其向委員會註冊並遵守所有適用的法規。否則將構成違反 CEA 的行為。

Ethereum and Litecoin Classified as Commodities

以太坊和萊特幣歸類為商品

A significant aspect of the CFTC's complaint against KuCoin is its explicit recognition of Ethereum and Litecoin as commodities. By including these digital assets in its complaint, the CFTC has effectively classified them as commodities under the CEA. This categorization has far-reaching regulatory implications for the digital asset industry, imposing strict oversight requirements on exchanges handling these assets.

CFTC 對 KuCoin 投訴的一個重要方面是其明確承認以太坊和萊特幣為商品。透過將這些數位資產納入其投訴中，CFTC 實際上已將其歸類為 CEA 下的商品。這種分類對數位資產產業具有深遠的監管影響，對處理這些資產的交易所提出了嚴格的監管要求。

Remedies Sought by the CFTC

CFTC 尋求的補救措施

The CFTC seeks a wide range of remedies against KuCoin, including disgorgement of ill-gotten gains, civil penalties, and permanent bans on trading and registration. This comprehensive enforcement approach reflects the commission's unwavering commitment to ensuring regulatory compliance in the digital asset market. The complaint highlights the CFTC's determination to hold exchanges accountable for violating the CEA.

CFTC 尋求對 KuCoin 採取廣泛的補救措施，包括返還非法所得、民事處罰以及永久禁止交易和註冊。這種全面的執法方法反映了委員會對確保數位資產市場監管合規性的堅定承諾。該投訴凸顯了 CFTC 追究交易所違反 CEA 責任的決心。

Collaborative Regulatory Enforcement

協同監管執法

The CFTC's action against KuCoin is part of a broader regulatory effort, in collaboration with other government agencies, to bring cryptocurrency exchanges in line with legal requirements. This follows the filing of a related lawsuit by the Department of Justice (DOJ) against KuCoin and its co-founders, alleging violations of the Bank Secrecy Act. The DOJ's complaint emphasizes the importance of implementing robust know-your-customer (KYC) policies and preventing money laundering activities.

CFTC 針對 KuCoin 採取的行動是與其他政府機構合作的更廣泛監管努力的一部分，旨在使加密貨幣交易所符合法律要求。在此之前，美國司法部（DOJ）對 KuCoin 及其聯合創始人提起了相關訴訟，指控其違反了《銀行保密法》。司法部的投訴強調了實施強有力的了解你的客戶 (KYC) 政策和防止洗錢活動的重要性。

Increased Regulatory Oversight

加強監管

The case of KuCoin is not an isolated incident. In recent months, the government has taken enforcement actions against several cryptocurrency exchanges. KuCoin previously settled with the New York Attorney General's office for $22 million over similar charges. Additionally, the DOJ and CFTC have been investigating Binance, another major cryptocurrency exchange, for alleged deficiencies in its anti-money laundering compliance program. These enforcement actions are a clear indication of the increasing regulatory scrutiny on cryptocurrency exchanges and the significance of adhering to KYC and anti-money laundering policies.

庫幣事件並非個案。近幾個月來，政府對多家加密貨幣交易所採取了執法行動。 KuCoin先前就類似指控與紐約總檢察長辦公室達成和解，賠償金額為2,200萬美元。此外，美國司法部和美國商品期貨交易委員會一直在調查另一家主要加密貨幣交易所幣安，涉嫌其反洗錢合規計畫有缺陷。這些執法行動清楚地表明了對加密貨幣交易所日益嚴格的監管審查以及遵守 KYC 和反洗錢政策的重要性。

Conclusion

結論

The CFTC's enforcement action against KuCoin sends a strong message to the digital asset industry that regulatory compliance is paramount. The commission's explicit classification of Ethereum and Litecoin as commodities has significant implications for exchanges handling these assets. The government's collaborative efforts to bring cryptocurrency exchanges in line with legal requirements underscore the importance of implementing robust compliance measures to prevent financial misconduct and protect the integrity of the financial system.

CFTC 針對 KuCoin 的執法行動向數位資產產業發出了強烈的訊息：監管合規至關重要。該委員會將以太坊和萊特幣明確歸類為商品，這對於處理這些資產的交易所具有重大影響。政府為使加密貨幣交易所符合法律要求而共同努力，凸顯了實施強有力的合規措施以防止金融不當行為和保護金融體系完整性的重要性。