CFTC 以 KuCoin 为非法商品交易目标，将以太坊和莱特币归类为商品

在监管审查中，美国商品期货交易委员会（CFTC）对库币提起投诉，指控其从事非法场外商品期货活动。 KuCoin涉嫌在未向CFTC注册的情况下征求并接受涉及以太坊和莱特币的交易订单，引发了对数字资产分类和监管的调查。该投诉旨在强制合规、实施处罚，并可能对 KuCoin 的交易和注册实施永久禁令，突显 CFTC 对监管数字资产市场并确保遵守监管框架的承诺。

CFTC Cracks Down on KuCoin Over Unregistered Commodities Trading

CFTC 严厉打击库币未注册商品交易行为

The Commodity Futures Trading Commission (CFTC) has initiated an enforcement action against KuCoin, a major cryptocurrency exchange, alleging unlawful off-exchange commodity futures activities. According to the complaint, KuCoin solicited and accepted orders for various commodity transactions without registering with the CFTC, in violation of the Commodity Exchange Act (CEA).

美国商品期货交易委员会（CFTC）已对主要加密货币交易所 KuCoin 发起执法行动，指控其进行非法场外商品期货活动。诉状称，KuCoin在未向CFTC注册的情况下征求并接受各种商品交易订单，违反了《商品交易法》（CEA）。

The CFTC's complaint underscores its determination to enforce regulatory compliance in the digital asset sector. KuCoin's operations in commodities trading brought it within the CFTC's jurisdiction, requiring it to register with the commission and adhere to all applicable regulations. Failure to do so constitutes a violation of the CEA.

CFTC 的投诉凸显了其在数字资产领域加强监管合规性的决心。 KuCoin 的商品交易业务使其受到 CFTC 的管辖，要求其向委员会注册并遵守所有适用的法规。否则将构成违反 CEA 的行为。

Ethereum and Litecoin Classified as Commodities

以太坊和莱特币归类为商品

A significant aspect of the CFTC's complaint against KuCoin is its explicit recognition of Ethereum and Litecoin as commodities. By including these digital assets in its complaint, the CFTC has effectively classified them as commodities under the CEA. This categorization has far-reaching regulatory implications for the digital asset industry, imposing strict oversight requirements on exchanges handling these assets.

CFTC 对 KuCoin 投诉的一个重要方面是其明确承认以太坊和莱特币为商品。通过将这些数字资产纳入其投诉中，CFTC 实际上已将其归类为 CEA 下的商品。这种分类对数字资产行业具有深远的监管影响，对处理这些资产的交易所提出了严格的监管要求。

Remedies Sought by the CFTC

CFTC 寻求的补救措施

The CFTC seeks a wide range of remedies against KuCoin, including disgorgement of ill-gotten gains, civil penalties, and permanent bans on trading and registration. This comprehensive enforcement approach reflects the commission's unwavering commitment to ensuring regulatory compliance in the digital asset market. The complaint highlights the CFTC's determination to hold exchanges accountable for violating the CEA.

CFTC 寻求对 KuCoin 采取广泛的补救措施，包括返还非法所得、民事处罚以及永久禁止交易和注册。这种全面的执法方法反映了委员会对确保数字资产市场监管合规性的坚定承诺。该投诉凸显了 CFTC 追究交易所违反 CEA 责任的决心。

Collaborative Regulatory Enforcement

协同监管执法

The CFTC's action against KuCoin is part of a broader regulatory effort, in collaboration with other government agencies, to bring cryptocurrency exchanges in line with legal requirements. This follows the filing of a related lawsuit by the Department of Justice (DOJ) against KuCoin and its co-founders, alleging violations of the Bank Secrecy Act. The DOJ's complaint emphasizes the importance of implementing robust know-your-customer (KYC) policies and preventing money laundering activities.

CFTC 针对 KuCoin 采取的行动是与其他政府机构合作的更广泛监管努力的一部分，旨在使加密货币交易所符合法律要求。此前，美国司法部（DOJ）对 KuCoin 及其联合创始人提起了相关诉讼，指控其违反了《银行保密法》。司法部的投诉强调了实施强有力的了解你的客户 (KYC) 政策和防止洗钱活动的重要性。

Increased Regulatory Oversight

加强监管

The case of KuCoin is not an isolated incident. In recent months, the government has taken enforcement actions against several cryptocurrency exchanges. KuCoin previously settled with the New York Attorney General's office for $22 million over similar charges. Additionally, the DOJ and CFTC have been investigating Binance, another major cryptocurrency exchange, for alleged deficiencies in its anti-money laundering compliance program. These enforcement actions are a clear indication of the increasing regulatory scrutiny on cryptocurrency exchanges and the significance of adhering to KYC and anti-money laundering policies.

库币事件并非孤立事件。近几个月来，政府对多家加密货币交易所采取了执法行动。 KuCoin此前就类似指控与纽约总检察长办公室达成和解，赔偿金额为2200万美元。此外，美国司法部和美国商品期货交易委员会一直在调查另一家主要加密货币交易所币安，涉嫌其反洗钱合规计划存在缺陷。这些执法行动清楚地表明了对加密货币交易所日益严格的监管审查以及遵守 KYC 和反洗钱政策的重要性。

Conclusion

结论

The CFTC's enforcement action against KuCoin sends a strong message to the digital asset industry that regulatory compliance is paramount. The commission's explicit classification of Ethereum and Litecoin as commodities has significant implications for exchanges handling these assets. The government's collaborative efforts to bring cryptocurrency exchanges in line with legal requirements underscore the importance of implementing robust compliance measures to prevent financial misconduct and protect the integrity of the financial system.

CFTC 针对 KuCoin 的执法行动向数字资产行业发出了强烈的信息：监管合规至关重要。该委员会将以太坊和莱特币明确归类为商品，这对于处理这些资产的交易所具有重大影响。政府为使加密货币交易所符合法律要求而共同努力，凸显了实施强有力的合规措施以防止金融不当行为和保护金融体系完整性的重要性。