币安创始人赵面临新的 SEC 投诉，重点是 BNB 代币上市和交易程序

美国证券交易委员会 (SEC) 在针对币安交易所提出的修订投诉中重点关注了币安的代币上市和交易程序

The Securities Exchange Commission (SEC) has filed a proposed amended complaint against Binance, detailing its allegations that the crypto exchange offered several tokens for sale as unregistered securities.

美国证券交易委员会 (SEC) 已针对币安提交了一份拟议的修订投诉，详细说明了该加密货币交易所提供多种代币作为未注册证券出售的指控。

The complaint, filed on Monday, follows a federal judge's decision to grant the SEC's motion to dismiss certain claims in its initial lawsuit against Binance. The judge had ruled that the SEC's allegations regarding Binance's Simple Earn product and BNB token sales projects were insufficient to establish that the tokens were offered and sold as securities.

该诉讼于周一提交，此前一名联邦法官决定批准美国证券交易委员会的动议，驳回其针对币安的初步诉讼中的某些索赔。法官裁定，SEC 对币安 Simple Earn 产品和 BNB 代币销售项目的指控不足以证明代币是作为证券发行和出售的。

In its proposed amended complaint, the SEC argues that the judge's concerns were related to the dismissal of certain portions of its initial lawsuit—specifically, Binance's Simple Earn product and BNB token sales projects. It also bolstered other allegations that the judge did not fully address in her decision, particularly 10 digital assets that the SEC used as evidence that Binance was acting as an unregistered securities provider.

在拟议的修改后的起诉书中，美国证券交易委员会认为，法官的担忧与其最初诉讼的某些部分被驳回有关，特别是币安的 Simple Earn 产品和 BNB 代币销售项目。它还支持了法官在其判决中没有充分解决的其他指控，特别是 SEC 用作证据的 10 种数字资产，证明币安作为未注册的证券提供商。

The SEC's fraud case claimed that BAM Trading and BAM Management had misled investors about their internal controls.

SEC 的欺诈案声称 BAM Trading 和 BAM Management 在内部控制方面误导了投资者。

In a June 2024 ruling, Judge Amy Berman Jackson allowed the majority of the SEC's charges to go forward while dismissing allegations related to Binance's secondary BNB sales and Simple Earn product.

在 2024 年 6 月的一项裁决中，法官 Amy Berman Jackson 允许 SEC 的大部分指控继续进行，同时驳回与币安 BNB 二级销售和 Simple Earn 产品相关的指控。

However, during a hearing in July 2024, lawyers debated whether the judge's decision meant that the 10 cryptocurrencies that the SEC claimed were also distributed as unregistered securities remained relevant to the case.

然而，在 2024 年 7 月的听证会上，律师们争论了法官的决定是否意味着 SEC 声称也作为未注册证券发行的 10 种加密货币仍然与本案相关。

Since Binance and its affiliated parties have been aware of the accusations since last June and still have an opportunity to respond, the SEC stated that granting the motion to file an amended complaint will not have a negative impact on Binance and its affiliated parties. The exchange has until October 11 to oppose the motion.

由于币安及其关联方自去年 6 月以来就已经意识到这些指控，并且仍有机会做出回应，因此 SEC 表示，批准提交修改后的投诉动议不会对币安及其关联方产生负面影响。该交易所必须在 10 月 11 日之前反对该动议。

Binance founder and former CEO Changpeng ‘CZ’ Zhao is currently serving a four-month prison term in FCI Lompoc II. He is due for release on September 29th. Image Source: US Bureau Of Prisons.

币安创始人兼前首席执行官赵长鹏“CZ”目前正在 FCI Lompoc II 服刑四个月。他将于 9 月 29 日获释。图片来源：美国监狱管理局。

BNB in The Crosshairs of SEC

BNB 成为 SEC 的焦点

The proposed amended complaint provides much more detail on the SEC's claims regarding Binance's listing of various tokens, including its native coin, BNB, and how the regulator believes the exchange encourages investments in these tokens.

拟议的修订后的投诉提供了更多关于 SEC 关于币安上市各种代币（包括其原生代币 BNB）的主张的细节，以及监管机构认为交易所如何鼓励对这些代币的投资。

The complaint also noted that some cryptocurrencies are built on top of blockchains, while others are native to a specific blockchain. In another line, it was clarified that proof-of-stake networks, like proof-of-work networks, continue to pay validators. Additionally, the proposed filing adds "initial exchange offerings" to the section on initial coin offerings.

投诉还指出，一些加密货币是建立在区块链之上的，而其他加密货币则是特定区块链的原生货币。另一方面，澄清了权益证明网络，就像工作量证明网络一样，继续向验证者支付费用。此外，拟议的文件在有关首次代币发行的部分中添加了“首次交易所发行”。

Another significant addition to the filing claims that Binance plays a crucial role in the market for cryptocurrency assets that are offered for sale as securities. It allegedly provides these markets with information by amplifying and republishing the statements and actions of issuers and promoters.

该文件的另一个重要补充是，币安在作为证券出售的加密货币资产市场中发挥着至关重要的作用。据称，它通过放大和重新发布发行人和发起人的声明和行动来向这些市场提供信息。

The SEC further alleges that Binance's BNB burns and support for BNB-using projects are also intended to help increase the token's value. According to their allegation, Binance paid BNB employees in the United States, including executives from BAM Trading (Binance.US).

SEC 进一步声称，币安的 BNB 销毁和对使用 BNB 的项目的支持也是为了帮助提高代币的价值。根据他们的指控，币安向 BNB 在美国的员工支付了工资，其中包括 BAM Trading (Binance.US) 的高管。

The filing includes similar additional information on Binance Simple Earn and the ten digital assets – ADA, ALGO, ATOM, AXS, COTI, FIL, MANA, MATIC, SAND, and SOL – that were sold on the Binance platform as unregistered securities.

该文件包括有关 Binance Simple Earn 和 ADA、ALGO、ATOM、AXS、COTI、FIL、MANA、MATIC、SAND 和 SOL 等十种数字资产的类似附加信息，这些资产在币安平台上作为未注册证券出售。

Clarifying Confusions Around Crypto Assets and Securities

澄清有关加密资产和证券的混乱

In the motion for the proposed amended complaint, the SEC stated that it was removing the phrase "crypto asset securities," noting in a subsection that the agency "is not referring to the crypto asset itself as the security." Instead, the SEC stated that it "regrets any confusion that may have been invited" by referring to “the full set of contracts, expectations, and understandings centered on the sales and distributions” of the relevant digital assets when using the phrase.

在拟议修改投诉的动议中，美国证券交易委员会表示，它将删除“加密资产证券”一词，并在一个小节中指出，该机构“并未将加密资产本身称为证券”。相反，美国证券交易委员会表示，它在使用该短语时提及相关数字资产的“以销售和分销为中心的全套合同、期望和理解”，“对可能造成的任何混乱表示遗憾”。

"Crypto assets that were offered and sold as securities" has replaced "crypto asset securities" in several points of the proposed amended complaint.

在拟议的修改后的投诉中，“作为证券提供和出售的加密资产”已取代“加密资产证券”。