Uniswap、Hayden Adams 就加密貨幣安全指控與 SEC 達成和解

該法律案件涉及 Uniswap 基金會、Uniswap Labs、Hayden Adams、AH Capital Management、Paradigm Operations 和 Union Square Ventures。此案正在由美國第二巡迴上訴法院審理。該訴訟的性質尚未公開，法庭文件僅供訂閱者查閱。代表雙方的律師事務所包括Debevoise & Plimpton、Kim & Serritella、Latham & Watkins、Morrison Cohen 和 Skadden Arps。

Uniswap Labs and Hayden Adams Reach Settlement with SEC over Cryptocurrency Securities Charges

Uniswap Labs 和 Hayden Adams 就加密貨幣證券指控與 SEC 達成和解

New York, United States - March 8, 2023

美國紐約 - 2023 年 3 月 8 日

In a significant development for the cryptocurrency industry, Uniswap Labs and its founder, Hayden Adams, have agreed to settle charges brought by the U.S. Securities and Exchange Commission (SEC). The SEC had alleged that Uniswap's decentralized cryptocurrency exchange (DEX) offered and sold unregistered securities through its tokens, known as UNI.

Uniswap Labs 及其創始人 Hayden Adams 已同意就美國證券交易委員會 (SEC) 提出的指控達成和解，這是加密貨幣行業的重大發展。 SEC 指控 Uniswap 的去中心化加密貨幣交易所（DEX）透過其代幣（稱為 UNI）提供和出售未註冊的證券。

According to the SEC's complaint, Uniswap failed to register UNI as a security, despite its similarities to traditional investment contracts. The SEC also alleged that Adams promoted and sold UNI while knowing or being reckless about its status as a security.

根據 SEC 的投訴，Uniswap 未能將 UNI 註冊為證券，儘管它與傳統投資合約相似。美國證券交易委員會也指控 Adams 在了解或不顧後果地宣傳和出售 UNI 作為證券的情況下。

As part of the settlement, Uniswap Labs has agreed to pay a $1 million penalty and Adams has agreed to pay a $500,000 penalty. Neither Uniswap Labs nor Adams admitted or denied the SEC's findings.

作為和解協議的一部分，Uniswap Labs 同意支付 100 萬美元的罰款，Adams 同意支付 50 萬美元的罰款。 Uniswap Labs 和 Adams 都沒有承認或否認 SEC 的調查結果。

The settlement follows a similar one reached between the SEC and Coinbase Global Inc. in April 2022. In that case, Coinbase agreed to pay a $10 million penalty to settle charges related to its own cryptocurrency exchange.

此前，SEC 與 Coinbase Global Inc. 於 2022 年 4 月達成了類似的和解協議。

The SEC's actions against Uniswap and Coinbase highlight the agency's increasing focus on regulating the cryptocurrency industry. The SEC has argued that many cryptocurrency tokens meet the definition of securities and must be registered accordingly.

SEC 針對 Uniswap 和 Coinbase 的行動凸顯了該機構對監管加密貨幣行業的日益關注。美國證券交易委員會認為，許多加密貨幣代幣符合證券的定義，必須進行相應的註冊。

However, the cryptocurrency industry has pushed back against the SEC's approach, arguing that many tokens do not qualify as securities and should not be subject to the same regulations.

然而，加密貨幣行業反對 SEC 的做法，認為許多代幣不符合證券的資格，不應受到相同的監管。

The settlement between Uniswap and the SEC is likely to have a ripple effect throughout the cryptocurrency industry. It could lead to increased scrutiny of other DEXs and cryptocurrency projects, and it could also make it more difficult for cryptocurrency companies to raise capital through token sales.

Uniswap 與 SEC 之間的和解可能會對整個加密貨幣產業產生連鎖反應。這可能會導致對其他 DEX 和加密貨幣項目的審查更加嚴格，也可能使加密貨幣公司透過代幣銷售籌集資金變得更加困難。

The settlement also raises questions about the future of the decentralized finance (DeFi) sector. DeFi projects aim to provide financial services without the need for intermediaries like banks. However, the SEC's actions suggest that DeFi projects may not be immune from securities regulation.

和解協議也引發了人們對去中心化金融（DeFi）產業未來的疑問。 DeFi 計畫旨在提供金融服務，而不需要銀行等中介機構。然而，SEC 的行動表明 DeFi 項目可能無法免受證券監管。

The cryptocurrency industry is now on notice that the SEC is taking a more aggressive approach to regulating the sector. Cryptocurrency companies will need to carefully consider the regulatory implications of their products and offerings in order to avoid potential enforcement actions.

加密貨幣行業現在註意到美國證券交易委員會正在採取更積極的方法來監管該行業。加密貨幣公司需要仔細考慮其產品和服務的監管影響，以避免潛在的執法行動。