SEC 因投资者欺诈向 Terraform 和 Do Kwon 寻求超过 50 亿美元的赔偿

美国证券交易委员会 (SEC) 指控 Terraform Labs 和 Do Kwon 在销售 Terra Luna 和 UST 代币过程中存在欺诈行为，要求其缴纳超过 50 亿美元的非法所得和民事罚款。陪审团此前裁定他们负有责任，但 Terraform 建议处以 528 万美元的罚款，并对 Kwon 处以 828,000 美元的罚款。美国证券交易委员会辩称，被告没有表现出悔意，并要求发布“基于行为的禁令”，以防止未来再次发生违法行为。

US Securities and Exchange Commission (SEC) Demands Over $5 Billion from Terraform Labs and Do Kwon for Defrauding Investors

美国证券交易委员会 (SEC) 因欺骗投资者而向 Terraform Labs 和 Do Kwon 索要超过 50 亿美元

New York, NY – The United States Securities and Exchange Commission (SEC) has filed a motion in the U.S. District Court for the Southern District of New York, seeking billions of dollars in disgorgement and civil penalties from Terraform Labs and its co-founder, Do Kwon. This action follows a jury's April 5th verdict finding Terraform and Kwon liable for defrauding investors concerning statements regarding the offer and sale of TerraUSD (UST), Luna (LUNA), and wLUNA.

纽约州纽约——美国证券交易委员会 (SEC) 已向美国纽约南区地方法院提交动议，要求 Terraform Labs 及其联合创始人缴纳数十亿美元的非法所得和民事罚款。都权.在此行动之前，陪审团于 4 月 5 日做出裁决，裁定 Terraform 和 Kwon 对有关 TerraUSD (UST)、Luna (LUNA) 和 wLUNA 的发行和销售声明的欺诈投资者负有责任。

The SEC's motion seeks approximately $4.7 billion in disgorgement and prejudgment interest from Terraform Labs and Kwon. The regulator has also requested a total of $520 million in civil penalties, with Terraform Labs facing a penalty of $420 million and Kwon facing a penalty of $100 million. Cumulatively, the SEC is requesting over $5 billion in penalties from Do Kwon and Terraform Labs.

SEC 的动议要求 Terraform Labs 和 Kwon 归还约 47 亿美元的非法所得和预判利息。监管机构还要求处以总计 5.2 亿美元的民事罚款，其中 Terraform Labs 面临 4.2 亿美元的罚款，Kwon 面临 1 亿美元的罚款。 SEC 已要求 Do Kwon 和 Terraform Labs 处以总计超过 50 亿美元的罚款。

This request for penalties far exceeds the sums proposed by Terraform and Kwon. In their filings, Terraform suggested a maximum civil penalty of $5.28 million, while Kwon proposed approximately $828,000.

这一处罚请求远远超出了 Terraform 和 Kwon 提出的金额。在他们的文件中，Terraform 建议最高民事罚款为 528 万美元，而 Kwon 建议罚款约 828,000 美元。

In addition to monetary penalties, the SEC has proposed barring Kwon from holding positions as an officer or director and mandating full disclosure of his accounts and assets. Terraform could also face a "conduct-based injunction" to prevent the recurrence of the behaviors that led to the extensive fraud.

除了罚款之外，美国证券交易委员会还提议禁止权担任高管或董事，并要求其全面披露其账户和资产。 Terraform 还可能面临“基于行为的禁令”，以防止导致大规模欺诈的行为再次发生。

The SEC argues that Terraform and Kwon have shown no remorse for their actions and continue to demonstrate a lack of understanding of the gravity of their conduct. The regulator fears that without significant penalties, Terraform and Kwon may continue to engage in violations of the federal securities laws.

SEC 认为，Terraform 和 Kwon 并未对自己的行为表现出悔意，并且继续表现出对其行为的严重性缺乏了解。监管机构担心，如果没有重大处罚，Terraform 和 Kwon 可能会继续违反联邦证券法。

The SEC's motion emphasizes the need to send a clear message that such blatant misconduct will not be tolerated. The regulator believes that the proposed penalties are necessary to deter Terraform, Kwon, and others from engaging in similar fraudulent schemes in the future.

美国证券交易委员会的动议强调需要发出明确的信息，即不会容忍这种公然的不当行为。监管机构认为，拟议的处罚对于阻止 Terraform、Kwon 和其他人未来参与类似的欺诈计划是必要的。

Judge Paul G. Gardephe will oversee the case and determine the final penalties based on the jury's verdict and the arguments presented by the SEC, Terraform, and Kwon. A hearing to consider the SEC's motion is scheduled for March 2, 2024.

法官 Paul G. Gardephe 将监督此案，并根据陪审团的裁决以及 SEC、Terraform 和 Kwon 提出的论点确定最终处罚。考虑 SEC 动议的听证会定于 2024 年 3 月 2 日举行。